Compliance Auditor

Sequium Asset Solutions
Marietta, GA, USA, Georgia, United States
1 day ago


Job Title: Compliance Auditor                                                                                         Reports to:  CCO & GC

The Compliance Auditor will be responsible for implementing and conducting internal compliance audits of various business operations.  The role will investigate and remediate compliance defects for the organization to minimize risk.  It will also help lead our Compliance Committee and handle other projects as needed. 


Develop and implement compliance audit routines to test for compliance with applicable debt collection laws including the Fair Debt Collection Practices Act (FDCPA), the Fair Credit Reporting Act (FCRA), and other federal and state statutes and rules.

 Ensure policies and procedures are being followed, monitor for defects and instances of non-compliance.

 Generate reports and summaries for analysis and review by various business segments.

 Make recommendations to improve compliance throughout the organization.

 Conduct assessments of third-party vendors to ensure compliance obligations are followed and minimize risk associated with such vendors.

 Keep abreast of regulatory and industry developments relative to compliance matters, and audit to these new developments. 

 Investigate high-risk matters and remediate any issues identified.

 Help lead and oversee monthly Compliance Committee meetings.

Other duties as assigned.


Job Requirements

Audit experience in the financial sector and/or experience with debt collection laws strongly preferred; Bachelor’s or equivalent degree required.

Excellent interpersonal and communication skills, strong research skills, and the ability to work independently or in a team environment.

Extreme attention to detail, strong organizational skills, and analytical thinking abilities required for a fast-paced, multi-faceted environment.  This is a process-oriented role.  Intermediate to advanced skills in Microsoft Office and Excel required.  Experience with the Latitude and/or LiveVox platforms preferred. 

We offer: Competitive salary, PTO, medical, dental, vision, 401k, tuition reimbursement.

Relocation assistance is available for the right candidate.

Please apply on our website at:

Job Information

  • Job ID: 56997011
  • Location:
    Marietta, GA, USA, Georgia, United States
    Marietta, GA, USA, Georgia, United States
  • Position Title: Compliance Auditor
  • Company Name: Sequium Asset Solutions
  • Industry: Debt Collection
  • Job Function: Finance
  • Job Type: Full-Time
  • Job Duration: Indefinite
  • Min Education: BA/BS/Undergraduate
  • Min Experience: 1-2 Years
  • Required Travel: None
Jobs You May Like